Highland Capital Advisors, LLC (Highland) is committed to safeguarding the confidential information of our clients. We hold all personal information provided to our firm in the strictest confidence. We consider it a privilege to work with our clients to help them meet their financial goals. We take this responsibility very seriously.
In the course of conducting its business Highland may receive nonpublic personal information from you or from your custodian, record-keeper or other service provider. We do not disclose nonpublic personal information about you to anyone, except as permitted or required by law. If you decide to terminate your relationship with Highland, we will continue to adhere to this policy. Highland maintains physical, electronic, and procedural safeguards to guard your nonpublic personal information.
Regulatory and Disclosure Information
Highland is an U. S. Securities and Exchange Commission Registered Investment Advisory firm. We are not rendering or offering to render personalized investment advice or financial planning advice through this media. This media is limited to the dissemination of general information on the adviser’s service offerings and provides for an efficient mechanism in which a prospective client may contact the adviser.
Form ADV Part 3
You may view the information from Highland’s Form ADV Part 3 using the following link:
Form ADV Part 2
You may view the information from Highland’s Form ADV Part 2 using the following links:
Current ADV Part 2 – Retirement Consulting
Current ADV Part 2 – Implemented Solutions
ERISA 408(b)(2) Disclosure
You may view Highland’s current ERISA 408(b)(2) Disclosures using the following links:
Code of Ethics
Current and prospective clients may request a copy of Highland’s Code of Ethics by emailing the Chief Compliance Officer at: email@example.com
Highland Website Errors
Please report any errors to firstname.lastname@example.org.